Description
Introduction
This MiFID II - Framework Overview course provides an in-depth understanding of the MiFID II framework, its legal background, and origins. Participants will explore the key topics it addresses and the Training Programme objectives. Discover the necessity of MiFID II and the essential measures for complying with its requirements. Dive into MiFID I - MiFID II Client Services, Market Organisation, Governance, and more. It is presented by industry experts from ABBL.
Programme
This course introduces the participants to the MiFID II framework, its origins and legal background as well as the key topics addressed by it. It also introduces the Training Programme objectives. The course further explains the need for MiFID II along with the measures that need to be implemented to meet the MiFID II requirements.
Introduction
MiFID I – MiFID II Client Services
MiFID I – MiFID II Market Organisation
MiFID I – MiFID II Governance
Key Messages
Bibliography and References
Appendices
Target audience
The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.
Modalities
Course Material
The training material will be handed out at the beginning of the course.
Contact
For further questions please contact our partner in your country